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Stephen Scott is a reader at the Institute of Psychiatry (Department of Child Psychiatry, De Crespigny Park, Denmark Hill, London SE5 8AF, UK; e-mail: stephen.scott{at}iop.kcl.ac.uk) and consultant child psychiatrist at the Maudsley Hospital, where he heads the National Specialist Antisocial Behaviour Clinic. His interests include evaluating new treatments for antisocial behaviour through controlled trials.
A classification system can benefit disturbed children enormously by bringing to bear a wealth of knowledge and experience. This can make all the difference between an inadequate consultation and a precise formulation of the nature and extent of a child's difficulties, their cause, the likely outcome and a realistic treatment plan. However, inappropriate application of a diagnostic label that has little validity could do more harm than good, and classification systems can be misused. This paper discusses, with examples, issues particular to childhood and adolescence that diagnostic systems need to address if they are to be useful. It considers different solutions applied by the two most widely used schemes, the International Classification of Diseases (ICD10; World Heath Organization, 1992) and the Diagnostic and Statistical Manual of Mental Disorders (DSMIV; American Psychiatric Association, 1994). Finally, the types of criteria used to validate categories are discussed.
| Benefits of diagnosis |
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Alternatively, a diagnosis of conduct disorder might be made if the behaviour had been fairly severe and lasted for over 6 months. It should be pointed out that the basis for applying the diagnostic label is only the child's behaviour, which must fit a certain pattern. In modern schemes, the defining criteria for nearly all psychiatric diagnoses are purely descriptive and phenomenological (Dilling, 2000). No causal mechanisms are necessarily implied that is for research to determine. This is a great step forward from old classification schemes that attributed untestable causes, for example saying a worried boy has castration anxiety. Those who believe that the phenomenological approach taken in psychiatric classification is inferior or less scientific than that found in physical medicine are mistaken after all, epilepsy, hypertension and asthma are all diagnosed on the basis of observable phenomena with no assumptions of causality required.
To return to the boy described above, if a diagnosis of conduct disorder is applicable considerable knowledge accrues based on extensive research. Thus, we know that his long-term outlook without treatment is relatively poor: 40% of children with conduct disorder go on to be convicted of three offences by age 17 (Farrington, 1995), so saying that he will grow out of it would be untrue. The prognosis is worse if onset was before he reached 4 years old, if the antisocial behaviour is frequent and widespread, if his IQ or reading age is low, if hyperactivity is present and if the parenting is hostile (Robins, 1978). Further assessment should be made for the presence of specific reading retardation (dyslexia) and for hyperactivity, as each is present in about one-third of cases (Rutter et al, 1998). Although the cause of conduct disorder is multi-factorial and varies from case to case, it does include genetically determined temperamental predisposition and harsh parenting (Rutter et al, 1998). As regards evidence-based treatment, parent-training is known to be successful (Scott et al, 2001), stimulants are effective for coexistent hyperactivity (Taylor, 1994) and remedial education can improve reading skills. Hence, the diagnostic label may help steer this individual's life course away from crime and social exclusion towards a fruitful existence with satisfying relationships (Rutter et al, 1998). Conversely, failure to apply a diagnosis could lead to several aspects of the boy's condition being missed and ineffective treatment being given, with a subsequent decline in the quality of his life.
| Growth and development: a moving target |
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Because manifestations of behavioural tendencies change as a child develops, it is not always clear whether the same diagnosis should be applied across the age range. Thus, a highly aggressive toddler may throw himself screaming onto the floor in daily tantrums, whereas a highly aggressive teenager may assault old ladies and rob them. Do they suffer from the same disorder? ICD10 holds that they do both meet criteria for conduct disorder, which is defined in terms of antisocial behaviour that is excessive for the individual's age and that violates societal norms and the rights of others. DSMIV, on the other hand, offers two separate diagnoses: oppositionaldefiant disorder for the younger case and conduct disorder for the older. However, as both diagnoses have similar correlates and there is strong continuity from one to the other, the validity of the division is questionable (Lahey et al, 1999). To complicate the picture further, neither scheme has a diagnosis to apply to adult antisocial behaviour, unless it is part of a personality disorder. This example illustrates how the two main diagnostic schemes can handle the issue of developmental change differently and how, in adults, both fail to include a group of people, thereby denying them potential benefits of treatment.
| Should the same criteria be used for adults and children? |
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| Dimensions or categories? |
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In practice, there is often not a huge difference between dimensions and categories, since the one can be converted to the other. Thus, the DSMIV criteria for several disorders require counting up the number of symptoms to meet a cut-off. Even once a category is assigned, different degrees of severity may be named along a dimension: both DSMIV and ICD10 recognise mild, moderate or severe depression.
| The social context |
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The formulation may reveal that the direction of effect runs the other way, from child to parent, with for example a boy's extreme hyperactivity leading his parents, in exasperation, to be critical and punitive. In support of this process, Schachar et al (1987) showed that giving methylphenidate to hyperactive children halved the criticism expressed towards them by their parents. Because of the central importance of the family in childhood in shaping a child's life and responses, it is helpful to categorise psychosocial stressors. They are addressed in the multi-axial ICD10 system as described below.
| Different sources of information can lead to different diagnoses |
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To conclude, in child psychiatry information should be gathered from several informants using several methods (e.g. interview and observation) and combined in a clinically sensitive way.
| Social impairment as a requirement of diagnosis |
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| Undiagnosed but impaired |
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| Differences between classification systems |
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Pattern recognition v. symptom checklists
First, for children as for adults, ICD10 has one set of clinical descriptions and diagnostic guidelines' and a separate set of diagnostic criteria for research. The former comprises general descriptions of disorders that require a qualitative matching of case characteristics with the scheme a pattern recognition approach. The latter comprises lists of symptoms with explicit criteria detailing the number and permutation required for diagnosis a symptom checklist approach. DSMIV has only the latter, the symptom checklist approach. It has advantages in increased reliability, but is relatively cumbersome so that many clinicians do not bother to apply the criteria rigorously. Even for the simpler DSMIII criteria, Prendergast et al (1988) found that although trained researchers achieved
values of 0.83, 0.80 and 0.74 for attention-deficit disorder, conduct disorder and emotional disorder respectively, US clinicians in regular practice obtained values of only 0.30, 0.27 and 0.27.
A further disadvantage of the symptom checklist approach arises when the clinician believes that a diagnosis is present because of the severity of symptoms, but their number is insufficient to meet criteria. For example, consider the following youth: he repeatedly mugs old ladies, sets fires frequently, often argues, is often spiteful or vindictive, has unusually severe tantrums and has no friends or job because of his behaviour. According to ICD10 Research Diagnostic Criteria (or DSMIV criteria) he has no diagnosis, as he has two but not three symptoms of conduct disorder, and three but not four symptoms of oppositionaldefiant disorder. However, according to ICD10 Clinical Descriptions and Diagnostic Guidelines, he easily meets the requirements for conduct disorder since any category, if marked, is sufficient.
Comorbidity
A second difference between ICD10 and DSMIV is the way in which multiple diagnoses are handled. ICD10 encourages the selection of one diagnosis that closest fits the picture, assuming that differences are due to a variation on the typical theme. DSMIV and the closely similar ICD10 Research Diagnostic Criteria encourage selection of as many diagnoses as criteria are met. Problems arise with this approach when symptoms are common to two disorders, for example, irritability contributes to affective disorders and to conduct disorders, so double coding is more likely. Since comorbidity is very common in clinical practice, multiple coding is frequent using a symptom checklist approach so that it begins to approach a dimensional system and to lose the advantages of categorisation (Caron & Rutter, 1991).
The pros and cons of each approach vary according to whether extra information is conveyed by the second diagnosis. Where there is good evidence of the validity of common comorbid conditions, ICD10 has combined categories. Thus, the external validating characteristics of depressive conduct disorder are similar to those of pure conduct disorder, with no increase of affective disorders in individuals followed up to adulthood, nor in their relatives. Double coding would convey erroneous information about the depressive aspect. Hyperkinetic conduct disorder is characterised by more severe neuropsychological deficits than occur in either condition alone and by worse psychosocial outcome in adulthood. Double coding would not convey the poor prognosis (Rutter, 1997).
Multi-axial framework
A third difference is that ICD10 has a multi-axial framework for psychiatric disorders in childhood and adolescence (World Health Organization, 1996), as described below. DSMIV uses a somewhat different multi-axial framework for all ages (this is outlined only briefly here).
Axis I: Clinical psychiatric syndromes
Here, criteria for particular diagnoses are applied, as described in the relevant manuals for DSMIV and ICD10.
Axis II: Specific disorders of development
These include speech and language, reading, spelling and motor development. In DSMIV they are included in Axis I. Standardised tests are almost essential in order to characterise specific disorders of development. The lack of such tests for motor development is reflected in the lower reliability of the category (Rispens & van Yperen, 1997).
Axis III: Intellectual level
Subtyping generalised learning disability gives a good example of the substantial differences that arise when categories are imposed on top of a dimensional construct. If all children with an IQ below 50 (severe learning disability) are taken together and compared with those with an IQ between 50 and 70 (mild learning disability), major differences emerge on independent validating criteria, as shown in Table 1
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Axis IV: Associated medical conditions
All medical conditions should be coded. A few have specific associations with psychiatric disorders, for example, tuberous sclerosis predisposes to autism and Cornelia de Lange syndrome to self-injury; Down's syndrome, on the other hand, protects against autism. Even where there is no specific disorder, congenital syndromes are often characterised by a particular pattern of behaviour. The study of these behavioural phenotypes is emerging as a discipline in its own right (Flint & Yule, 1994).
Axis V: Associated abnormal psychosocial conditions
These include a range of psychosocial hazards, from abnormal intrafamilial relationships, such as physical or sexual abuse, to mental disorders in other family members, distorted intrafamilial communication patterns, abnormal upbringing (e.g. in an institution), acute life events and chronic interpersonal stress arising from difficulties at school. As the number of psychosocial adversities goes up, so the rate of psychiatric disorders increases (Garmezy & Masten, 1994). Rutter (1987) found that no single psychosocial adversity was associated with particular disorders; rather, the total number was important. Those with only one adversity had no increase in disorders over those without adversity, whereas those with two had a fourfold increase in disorders. There were further exponential rises in disorder rates as the number of adversities increased. Conduct disorder is particularly associated with a poor immediate psychosocial environment (Steinhausen & Erdin, 1992), whereas emotional disorders are more associated with acute life events and school-related chronic stressors (Moselhy et al, 1997).
As on the other axes, abnormalities are coded irrespective of apparent cause. This is particularly relevant in light of continually developing understanding of causal mechanisms: 20 years ago the mechanism was thought to be directly environmental, but in the past 10 years good evidence has been collected to show that some environmental characteristics of the home are genetically mediated (Braungart et al, 1992). For example, the association between lack of books in the home and a child's poor reading skills is partly mediated through parents with lower IQ buying fewer books.
Axis VI: Global social functioning
Here a judgement is made on a nine-point dimensional scale, ranging from superior social functioning to profound and pervasive social disability. Unlike on other axes, ratings of disability are not independent, but have to be judged as arising from the psychiatric or developmental disorder identified on Axes IIII. Thus, impairment arising from adverse circumstances cannot be coded, but impairment due to intra-individual factors can. This rule therefore excludes recognition of psychosocial interventions that aid functioning, from reduction of parental expressed emotion to changing schools. DSMIV studies often use the Children's Global Assessment Scale (CGAS; Shaffer et al, 1983), an adaptation of the Global Assessment of Functioning (GAF) used in adults. An advantage of the CGAS is that the impairment rated need not be caused by psychiatric disorder. A disadvantage is that psychiatric symptoms, rather than impairment alone, contribute to the rating. Reliability is reasonable (Rey et al, 1995).
| Conveying useful information: the need for validity |
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Reliability is a prerequisite for validity, and most categories have reasonable interrater and testretest values when used by trained investigators. Where there are many overlapping categories, as in the present ICD10 anxiety disorders, interrater reliability falls (Thomsen et al, 1992).
Typical validating criteria considered in child psychiatry
Distinctive current phenomenology
Although there may be partial overlap of accompanying symptoms, most defining criteria are almost always mutually exclusive between main categories. They describe current functioning and do not usually define causes or course. Exceptions are post-traumatic stress disorder, where the trauma must be defined, and autism and the hyperkinetic syndrome, where onset has to be before 3 years of age.
Epidemiology
Age at onset and gender ratio are frequently helpful. Forty years ago childhood psychosis' was a unitary classification, but work showing the clear difference in age at onset helped to validate the distinction between autism and schizophrenia. Disruptive disorders occur four times more commonly in boys, whereas emotional disorders are more common in girls.
Long-term course
Most childhood disorders show reasonable homotypic continuity, that is they stay the same. Some show heterotypic continuity, so that, for example, some individuals with childhood hyperactivity end up as antisocial adults. This does not necessarily invalidate the category, but requires explanation.
Genetic and family findings
If individuals with distinct categorical diagnoses have relatives with different disorders, this helps to validate the distinction. This has confirmed the validity of several diagnostic categories, but not all. For example, it has not held for the many specific subtypes of anxiety disorder in ICD10, whose validity is questionable. Genetic studies can also clarify the scope of symptom clusters. For example, family studies of autism have revealed a broader phenotype in relatives of probands (Bolton et al, 1994). Therefore, new disorders may need to be considered that encompass only one of the original three constituent domains of classical autism (social relatedness, communication problems, and repetitive and stereotyped behaviours).
Psychosocial risk factors
The association between institutional upbringing with many changes of carer and reactive attachment disorder is so strong that it has been made a requirement for diagnosis in ICD10. Harsh parenting is far more common in conduct disorders than in emotional and psychosomatic disorders.
Neuropsychological functioning
The hyperkinetic syndrome is clearly distinguishable from conduct disorder on tests of attention such as the continuous performance task. There has recently been considerable progress in showing that one of the core deficits in autism is failure on theory of mind tests of ability to see another person's point of view, which children with comparable levels of learning disability but without autism can do.
Organic conditions
As noted above, these differentiate severe from mild generalised learning disabilities. However, there have been many failed attempts to show organic conditions in other diagnoses, including endocrine markers of aggression. However, the advent of functional neuroimaging is allowing pictures of children's brains to be built up relatively non-invasively, and reliable findings are beginning to emerge, for example in the hyperkinetic syndrome.
Response to treatment
This has proved a disappointing and unreliable distinguishing characteristic. For example, methylphenidate improves concentration in both normal children and those with hyperactivity; specific serotonin reuptake inhibitors (SSRIs) improve enuresis as well as depression; and parent-training improves both hyperkinetic syndrome and conduct disorder in the child.
| Conclusions |
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| Multiple choice questions |
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| References |
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